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Adopted Spring 1996
The Educational Policies Committee
- 1995-1996
Regina Stanback-Stroud, Chair - Rancho Santiago College
Linda Collins, Los Medanos College
Jill Harmon, Fresno City College
Jim Higgs, Modesto Junior College
Paul Setziol, DeAnza College
Jean Smith, San Diego Community College District - ECC
Robert Smith, College of San Mateo
Robert Rockwell, CIO Representative - Mt. San Jacinto College
Introduction
As a result of its desire to see the quality and educational effectiveness
of community colleges maintained, the Academic Senate for California
Community Colleges (Academic Senate) has had a long-standing commitment
to faculty-based program review mechanisms. As public support for
funding colleges and universities diminishes and fiscal resources
become increasing constrained, planning and effective use of the
sparse educational dollars is paramount. Additionally, standards
of accreditation, general and categorical accountability, and community
educational needs further motivate colleges to strive for sound
educational practices that support the integrity of the college
and its programs and services.
Over the past six years, The Academic Senate, through
resolutions, has called for increased attention to program review.
The 1988 Research Committee of the Academic Senate developed a preliminary
paper outlining the various models of program review and some of
the related issues and concerns. The paper was forwarded as a resource
to the Educational Policies Committee that has attempted to respond
to annual resolutions calling for the development of a model program
review process.
A few years and several drafts later this paper seeks
to respond to the resolutions. The attempt to develop a "model"
was abandoned as consideration was given to the varying characteristics
of 106 local community colleges and 71 local community college districts.
To that end, this paper focuses on various issues regarding program
review. The method emphasized is the self-study validation method
that is similar to the method used in the accrediting process. This
paper, complete with recommendations throughout the body, is intended
to serve as a reference for community college faculty and staff
as they develop or revise their program review process.
Ideas and recommendations contained in this document
represent a culmination of efforts to address program review. These
efforts include, but are not limited to:
A. Seven breakouts at the Academic Senate Fall and
Spring Plenary Sessions that included the participation of over
200 local academic senate presidents.
B. Three different draft documents, initiated and
reviewed by three separate Educational Policies Committees.
C. Six presentations by Academic Senate representatives
both separately and in conjunction with the Researchers professional
association (RP Group).
D. Fourteen sample program review processes from large
and small, urban and rural, diverse and homogeneous colleges.
E. Discussions with our CSU and UC colleagues on program
review and implications for faculty.
F. A review of the limited amount of literature available
on program review specific to community colleges.
G. A discussion with the Accrediting Commission for
Community and Junior Colleges regarding the impact of external accountability
processes on accrediting processes and related legislation.
Background
Community college faculty and administrative staff have evidenced
varying degrees of interest in program review. As fiscal constraints
placed upon colleges increased and as program review, or some similar
process became a primary mechanism to determine program expansion,
continuation, or termination, the schism of perspectives regarding
the purpose and application of program review developed. Many departments
across the state facing the prospect of program review manifested
common features of "self-preservation" and "self-interest.'
The perception that the program review process was a survival of
the fittest contest, both divisive and punitive in nature, eclipsed
some of the more noble but less prevailing perspectives that regarded
program review as an opportunity to promote educational excellence
and improve instruction and services to students.
Previous Resolutions
A glance at the adopted resolutions reveals that as early as 1987
and as recently as 1995, faculty have increasingly expressed an
interest in program review. Concerns included the linkage of program
elimination to program review, the relative collective bargaining
implications in program review and elimination, the necessary criteria
for program review, the need for information/workshops on program
review, and the extent to which program review should include student,
administrative, and ancillary services, as well as instructional
programs, and the role of local academic senates in program review.
(See Appendix 1)
Legislation Related to Program
Review
Work Force Preparation
As the workforce preparation initiatives develop on the state and
national level, several processes, models, and pieces of legislation
addressing accountability have emerged. Senate Bill 645 (Johnston),
the Report Card Bill, was recently signed by the Governor. This
bill calls for the State Job Training Coordinating Council (SJTCC)
, formerly the advisory body to the federal Job Training Partnership
Act (JTPA) program, to develop performance-based indicators upon
which funding decisions can be made. Of particular interest to California
Community Colleges are the parts of the bill that indicate that
certificated programs may be included. While the inclusion of certificated
programs raises some very fundamental questions about the role of
SJTCC in making educational policy and evaluating the community
colleges, of greater significance is the fact that this legislation
seeks to supersede previously legislated and regulated accountability
processes, as well as traditionally respected educational processes
such as accreditation. This legislation minimally should put faculty
and college administrators on notice of the Legislature's and the
public's interest in accountability.
Regulations Related to Program
Review
In responding to the legislative mandate to develop processes to
strengthen academic senates, the Board of Governors for California
Community Colleges adopted Title 5 Article 2. Academic Senates.
These regulations identify the definitions, formations, responsibilities
and powers of the academic senates. These regulations require governing
boards to "consult collegially" with academic senates
on "academic and professional matters." Processes for
program review are situated among the eleven items listed in "academic
and professional matters."
According to the regulations, "Consult collegially"means
that the district governing board shall develop policies on academic
and professional matters through either or both of the following
methods, according to its own discretion:
(1) Relying primarily upon the advice and judgement
of the academic senate; or
(2) That the district governing board, or such representatives
as it may designate, and the representatives of the academic senate
shall have the obligation to reach mutual agreement by written resolution,
regulation, or policy of the governing board effectuating such recommendations.
This regulation, which has the effect of law, means
that academic senates must play a central role in the development
of the program review processes. It is the professional responsibility
of the local academic senate to either provide the primary advice
or develop a senate position in order to have a basis upon which
representatives can seek to come to mutual agreement with the board.
If the college does not have a process adopted by
the board that was developed with the collegial consultation of
the local academic senate, the local senate should immediately seek
to initiate such a process. The regulations required the local boards
to adopt policies for the appropriate delegation of authority and
responsibility to its college and/or district academic senate. To
that end, local senates should identify which process of collegial
consultation the board has chosen for program review and begin the
endeavor. If the local board does not have a delineation of authority
policy, local senates should (1) bring the issue to their attention
and seek to support the board in the development of the delineation
of authority; (2) begin working on gathering information, seeking
input from affected constituencies, and develop a senate position
through senate processes on the issue of program review. The discussion
contained in this section is not intended to suggest that faculty
should wait for the boards to develop the delineation of authority
policy before addressing program review.
Role of Local Academic Senates
The involvement of the local academic senate, as the representative
of the faculty, is critical to the successful development and implementation
of a program review process. While the role of the local academic
senate is delineated in regulation, academic senates have a greater
opportunity to create a collegial, supportive, student-centered,
faculty-driven, academically relevant process for the evaluation
of the college's programs and services. Local academic senates should
see their role as an opportunity to redefine program review in order
to eliminate unwanted or ineffective characteristics historically
associated with the process. Administrations and boards need the
professional expertise and judgment inherent in the collective wisdom
of the faculty represented by the local academic senate. Through
an organized resolution process or the development of a position
paper, the local academic senate can affect one of the most important
processes for determining how well the students' educational and
support needs are being met on a college campus.
A Q&A document developed by Past President Jim
Locke, and Vice President Bill Scroggins suggests standard language.
With some modification, this language appears below. Based on local
issues and discussions, revisions can be made. This resolution was
developed with the intention of providing local academic senates
a basis upon which they can build their program review discussions
into a process.
"Whereas, faculty members derive their authority
from their expertise as teachers and subject matter specialist and
from their status as professionals and as a result, the faculty
has an inherent professional responsibility in the development and
implementation of policies and procedures governing the <insert
college name> program review processes; therefore
Be it resolved that the <insert college name>
program review process shall promote professionalism, enhance performance,
and be effective in yielding a genuinely useful and substantive
process for determining program effectiveness, and
Be it further resolved that the program review processes
at the <insert college name> will require 1) an articulation
of clear, relevant criteria upon which reviews will be based,- 2)
the establishment of reasonable and timely intervals; 3) the establishment
of the specific purposes for which program reviews are conducted
and articulation of those purposes to everyone involved, and
Be it further resolved that the principal purposes
of the review process are to recognize and acknowledge good performance,
to enhance satisfactory performance and help programs which are
performing satisfactorily further their own growth, and to identify
weak performance and assist programs in achieving needed improvement,
and
Be it further resolved that one of the purposes of
the program review process at <insert college name> is not
that of providing a mechanism or justification for program elimination;
and
Be it further resolved that a program 's students,
administrators, faculty and their colleagues shall all contribute
to the program review, but the program's faculty shall play a central
role in the program review process and, together with appropriate
administrators, assume principal responsibility for the effectiveness
of the process; and Be it further resolved that procedures of the
program review process shall foster a joint and cooperative exercise
of responsibility by the faculty, administration, and governing
board of <insert college name> and shall reflect faculty and
administrator expertise and authority in evaluating professional
work as well as the governing board's legal and public responsibility
for the process, and
Be it finally resolved that the < insert college
name > program review process shall provide an ongoing and thorough
review of the relevance and responsiveness of vocational education
programs, consideration of the relationship between other similar
programs throughout the state, and the appropriate balance between
vocational and general educational programs.
Local academic senates will need to identify the process
they will use, the participants time lines, and the needed resources/cost
for the development of a program review process. It is recommended
that the senate form a subcommittee that is responsible for the
development of the program review process. Resource people, including
students and staff, are valuable components of the committee. The
senate should consider that either primary advice or mutual agreement
does not exempt the senate from seeking the input from others affected
by the process. Because a successful program review will depend
upon an institutional effort by faculty, staff, and students, and
because staff and students have a regulatory right to participate
in the discussions of district policies that have a significant
effect on them, senates that fail to see the value in the participation
of other groups may face extreme difficulty in either coming to
agreement or giving primary advice on an unjustifiable and illegal
position that excludes the participation of all affected groups
in the development of the processes. Sound judgement by the senate
would exercise a process that is open and collegial in the development
of program review processes. To that end, as the model is being
developed, staff and students should be asked to contribute to the
discussion in order that the senate may take the ideas presented
under consideration as the process is developed.
The subcommittee should prepare for the local senate
a recommended model (in the case of primary advice) or position
(in the case of mutual-agreement) on program review. In order to
ensure all interested parties an opportunity to comment or contribute
to the discussion, the local senate should consider holding a hearing
on the proposed process that will be considered for reading and
action. Subsequently, the senate should subject the recommended
process as appropriately modified by input from the hearings, and
resource people, to the scrutiny of the senate resolution processes.
The item should be handled under the strict scrutiny of the Brown
Act with the proper notification, first reading, and second reading/action
agenda items. The local senate should operate a fully public meeting,
open to the public with provisions for public comment as designated
by the local senate. If heavy attendance and participation is anticipated,
local senates may want to adopt procedures for public comment similar
to those used by local governing boards, thereby ensuring the opportunity
for all to speak with a time limit. The adoption of such a procedure
provides a record for the local senate that serves to indicate the
opportunity of the campus community and the public to comment. Ultimately,
the local academic senate should recognize its responsibility and
right to recommend a process that represents the informed and collective
wisdom of the faculty.
Purposes of Program Review
The development of the local program review process will be influenced
by the purposes, assumptions, and philosophy under which the program
review process is being developed. A review of the literature reveals
a common assertion that in order for the program review process
to be successful it should serve as a mechanism for the assessment
of performance that recognizes and acknowledges good performance
and academic excellence, improves the quality of instruction and
services, updates programs and services, and fosters self-renewal
and self-study. Further, it should provide for the identification
of weak performance and assist programs in achieving needed improvement.
Finally, program review should be seen as a component of campus
planning that will not only lead to better utilization of existing
resources, but also lead to increased quality of instruction and
service. A major function of program review should be to monitor
and pursue the congruence between the goals and priorities of the
college and the actual practices in the program or service.
Other purposes include meeting accountability mandates
and demonstrating a systematic planning process. While these functions
may occur as a result of program review, they should not serve as
a primary function of the review. Otherwise, program review could
be perceived as a time-consuming process for a product with no effect
or bearing on the program's activities or any relevance to serving
students or maintaining academic excellence.
Finally, some program review processes have also served
the purpose of justifying program and/or personnel elimination.
The process by which programs and services are reduced or eliminated
should be clearly defined, as well as be separate and distinct from
program review. Additionally, individual faculty and staff evaluations
should remain a separate and distinct entity from the program review
process, following peer review procedures developed by the collective
bargaining agents, where they exist, in consultation with the academic
senate.
Linkages
Many processes and activities of a college could and should be correlated
or coordinated with the program review process. The probability
of decreasing the duplication of effort and effectively managing
time, human, research, and fiscal resources is maximized with such
coordination.
Educational Planning
Community college educational planning requires that the college
examine what it does and how what it does compares to a forecast
of what is needed in the future. Program review is thus one of the
two essential components of planning. Short-term adjustments in
resource allocations frequently are made using immediate enrollment
data; we see enrollments decreasing in course A and wait lists growing
in course B so we offer fewer of A and more of B. But planning asks
why these changes are occurring, whether the condition can be changed
by the college and the faculty, and what is to be done.
Program review contributes to the search for the answers
for these questions. It does so by evaluating program quality and
by weighing enrollment and outcome information against the context
in which the college exists (the role of the program in transfer
patterns, or in preparation for the job market.) In the context
of educational planning, scarce resources and growing student populations
compel us to focus on difficult questions; which program or service
deserves additional staff, equipment, or supply budgets? Which programs
or services are organized in such a way that they must be reconstructed
to more effectively meet student needs? Which programs and services,
as determined through an appropriate process, are not needed and
by their presence, are preventing the development of needed programs
and services?
While there is a tendency to be reticent to pose some
of these questions, faculty should and must become involved in the
posing and asking such questions. The colleges can HI afford to
be lacking in the knowledge and expertise of the faculty on these
important planning issues.
Accreditation Process
"Accreditation provides assurance of the institutional integrity,
quality, and effectiveness .... More importantly, accreditation
is the system by which the internal community of an institution
evaluates itself and plans for improvement in quality and effectiveness."
The purposes of program review and accreditation may be similar,
notwithstanding the general nature of accreditation and the specific
nature of program review. However, a constitutional difference between
accreditation and program review is the locus of control over the
standards and the validation process. In the accrediting processes,
the Commission defines the standards; in the colleges program review
process, the college defines the standards.
The faculty role and involvement in accreditation
processes, including self-study and annual reports, is one of the
areas on which local academic senates must be collegially consulted.
As local academic senates plan program review processes, many of
the general principles and processes can be transferred from the
accreditation model and modified to more specifically address the
program under review. If time lines are coordinated with institutional
accrediting processes, programs can take advantage of the overall
climate in the institution reflectively focused on self-study and-improvement.
This positive climate alone could and would be a sharp contrast
with the negative climate many faculty have historically associated
with program review.
Finally, as the institution develops goals in response
to the accreditation process, program improvement or support could
be incorporated in or coordinated with the developed goals. The
institutional goals will be placed in an overall and legitimate
context that faculty are likely to support. This type of comprehensive
acknowledgment of the goals lays a strong foundation for the second
cycle of program review whereby the goals are seen as legitimate
and concerns regarding the legitimacy of the planning process become
irrelevant.
Budgetary Processes
A multitude of budget and governance discussions have yielded a
common axiom, "Planning should drive the budget; the budget
shouldn't drive the planning." This statement in the context
of many California Community Colleges is usually made as college
leaders announce the fiscal constraints and the need to eliminate
courses, programs, and/or services. Despite the mission of the college,
the master planning (usually done at five-year intervals), the goals
of the college, and the objectives of the departments, the decrease
in funds, by default, call for reprioritizing and modification of
the products of any systematic planning.
The "planning-by-budget" phenomenon may
be exacerbated by fiscal constraints imposed by the state, combined
with the reality of college political processes in which contracts
are negotiated, projects are pursued, and efforts to maintain a
positive image in the community are made. At times, a relatively
sophisticated institution, with complex planning processes, stable
funding, and the best of intentions, may be faced with having to
make cuts due to factors beyond the control of the college. In this
context, the establishment of legitimate goals and the coordination
of program review with the budgetary process is essential.
As with program review, the local academic senate
has responsibility for collegial consultation on the budget process.
In fight of the similar roles of the local academic senate on program
review and the development of the budget process, a great opportunity
exists to coordinate the two processes; recommendations developed
through program review can be considered when resources are prioritized.
This coordination alone stands to ensure daily activities actually
are affected by the recommendations developed in the program review
process.
Curriculum Process
The curriculum process is yet another area of primary responsibility
for the academic senate. Curriculum processes are known to be time
consuming. A central argument in support of such a commitment is
that it allows for the deliberation and scrutiny necessary to ensure
the academic integrity of the curriculum. This integrity is respected
within and outside of the college. Business and industry, transferring
institutions, community members, students, and the college itself,
all benefit from the academic integrity that results from educationally
sound, deliberate, curriculum processes. Whether the issue is the
determination of an overall curriculum model or the approval of
a particular course, the local academic senate plays a primary role.
If a product of the program review process I is a
need to enhance, modify, or radically change the curriculum, the
coordination of the program review process with the curriculum process
facilitates a more successful approach to meeting student and program
needs. Careful attention should be given to programs that may have
to respond to outside agency standards, curriculum frameworks, or
legislative acts. Such programs may include some of the certificate-granting
and/or licensing vocational education programs.
Student Equity
The commonly used quantitative program review measures are consistent
with the indicators recommended in the student equity regulations.
Program review provides the opportunity for faculty to examine whether
all students and the entire community are being successfully served;
the goal of more equitably serving students can thus be furthered.
For example, a math department may identify that it has a 75% student
success rate. If further analysis reveals that of the 25% who were
unsuccessful, a disproportionate number were women, perhaps the
math faculty would want to examine whether their pedagogy and curriculum
are linked to these inequitable outcomes.
Local academic senates are also to be collegially
consulted on standards and policies regarding student preparation
and success. Because student equity is an issue
of student success, program review processes should also be coordinated
with student equity processes.
Regional Academic Planning
As colleges and universities experienced the elimination of courses
and programs, the Intersegmental Committee of the Academic Senates
(ICAS), that five representatives, often the ranking officers of
the state senates of the University of California, the California
State University, and the California Community Colleges, began discussions
on regional academic planning. The concern centered around the elimination
of programs without the coordination necessary to ascertain the
impact on the geographical regions of the state. Consequently, the
probability of eliminating advanced foreign language courses or
baccalaureate level nursing programs in the entire southern or northern
region of the state could be minimized. Instead, course and program
elimination could be made in an informed manner that would include
the regional impact.
The 1993 Budget Act states in part:
"Long-term Planning for Program Course Offerings in Higher
Education. It is the intent of the Legislature that the UC, California
State University (CSU), and, to the extent possible, the California
Community Colleges (CCC) consult with each other on a regional basis
as plans for campus budget reductions are developed, in order to
ensure that particular geographic regions continue to offer an adequate
balance of academic program offerings and courses...."
While this concern is primarily aimed at academic
program offerings and courses, this language should also provoke
community colleges to identify the inherent imperative of the language
as it relates to the mission for California Community Colleges.
The Master Plan's Mission includes the offering of general education/transfer,
vocational education, and basic skills. To that end, program/course
elimination, irrespective of regional considerations, and out of
the context of UC and CSU regional planning, could have educationally
and economically devastating results for the individual seeking
an education for transfer or employment, for the business and industry
in the community, and for the community itself.
Although the recommendation herein assumes separation
of course elimination processes from program review, the impact
of program goals developed without the regional planning should
be considered. The perceived standards of success could be strengthened,
legitimate goals of the college could be better pursued, and college
and program relationships with the community could be supported
by the coordination of regional academic planning and the program
review process.
Considerations When Developing A Local Model
Essential to the development and implementation of a program review
process are the underlying assumptions upon which it is based. These
assumptions should be identified and delineated in the program review
process. Some of the more common issues and assumptions are discussed
in this section in an attempt to provoke greater deliberation at
the local level.
Goals
Essentially every piece of literature and program review process
referenced identified the need to link program review with the district
mission, the college master plan, and the department goals and objectives.
Inherent in this assumption is that the mission, master plan, goals
and objectives are legitimate to the faculty. This legitimacy would
depend upon the process by which the district, college, and departments
arrived at such missions, plans, goals and objectives. As with program
review and other academic and professional matters, institutional
planning is one of the eleven items on which local academic senates
must be collegially consulted. If the program review process was
one in which faculty were consulted collegially, thereby ensuring
a respect for and ownership of the goals by the faculty, the assumption
could serve the process well. If, however, the faculty were not
consulted collegially, this linkage to program review should not
be used until legitimate missions, master plans, goals and objectives
are developed.
Application of Program Review
Process
The question of which programs and services should be reviewed can
be addressed in the college's program review assumptions. If the
purpose of the process is to promote educational excellence and
better serve the students, no function of the college should be
exempt. The effectiveness of the ancillary units and administration
of the academic divisions, instruction, student services, the executive
offices, and the governing board all have an impact on the academic
integrity of the programs and on the college's ability to serve
the students. As local academic senates address this issue, it may
be necessary to define the term "program" or answer the
question of whether the process is an instructional/services program
review process or an institutional program review process. An institutional
review process would include the review of all programs and services,
including units not commonly perceived as programs. This perspective
is also consistent with defining programs as they are defined in
the college budget processes (cost centers) and in the planning
and goal setting process (planning units).
Institutional Support
A fundamental assumption necessary for the successful development
and implementation of a program review process is the commitment
of the institution to provide institutional resources. Irrespective
of the model used, faculty leadership in self-study and review will
require institutional support for time, materials, and staff. Historical
models that designated administrative deans to assume a leadership
role may not have had to address the issue raised in this assumption
because most administrative deans have budgets, materials, and clerical
staff support. If the institution is willing to support program
review while it is under the leadership of an administrative dean,
its inability to do so for processes under faculty leadership is
unjustifiable. A delineated budget should be available for program
review. Faculty should resist any attempt to sacrifice the integrity
of the program review process in order to economize.
Another type of institutional support necessary for
the successful implementation of a program review process is that
of research support. Depending upon the program review process developed,
both qualitative and quantitative research may be necessary. Faculty
scheduled for program review should influence the research agenda.
For small colleges without research facilities, faculty should have
access to whatever staff person(s) serve the research function of
the college. In commenting on program review, George Boggs, President
of Palomar Community College and then Chair of the Commission on
Research for the California Association of Community Colleges stated,
"One of the most basic and important types of institutional
research for a community college to do is program evaluation. In
its most basic form, an evaluation is a study, based upon objectives
of the activity or program to be assessed, that provides useful
information about the degree to which those objectives have been
met. Program evaluation is simply a matter of asking useful questions,
and then making valid conclusions based upon the data. The current
emphasis on documenting student outcomes is, intact, a call to conduct
more and better program evaluation."
Fairness and Credibility
In developing local program review processes, local academic senates
will have the responsibility to develop a process that is perceived
to be fair and credible. The credibility of the evaluators and the
review should be established. Failure to do so could decrease the
propensity for faculty to buy into the process, invest their time,
utilize it to its fullest potential, or pursue endeavors arising
from the product of the process.
There must be trust that the purposes and goals of
the process are truly dedicated to supporting and nurturing departments
instead of destroying them, reducing the faculty, or pursuing a
cheaper approach to delivering instruction or services. Indications
of this need might be manifested in such questions as:
1. Is confidentiality an issue?
2. Who will review the data and reports? For what
purpose will they be used?
3. Are there any provisions for rebuttal or minority
reports?
The local academic senates will need to ensure that
these types of concerns are adequately addressed in the development
and the implementation of the program review process.
Finally, the administration of the college must believe
in and respect the process of program review. Administration must
be willing to help enact the changes that are recommended as a result
of the process. If fiscal or other restraints preclude some changes,
they should be presented at the onset and perceived to be true by
the faculty, thereby further defining for future reference the range
of options available to the faculty. Nonetheless, in performing
a program review, faculty should not hesitate to identify the ideals
that would improve or support the programs or services; however,
the identification of constraints can assist faculty in preparing
realistic recommendations that should affect their day to day operations.
Identify Criteria and Determine
Research Needs
A universal set of criteria for program review is not practical
given the diverse characteristics of our local colleges. Our colleges
are "community" colleges, specifically designed to meet
the educational needs of the community. As communities drastically
differ across the state, so do their community colleges. As local
academic senates develop the program review processes, the research
needs and methodologies must be considered. Because most program
review process have both qualitative and quantitative components,
these methodologies should not be considered mutually exclusive
of each other.
Qualitative
Program review presents an opportunity for discussion of educational
philosophy and the contributions of each program to the development
of the whole student. General education is usually dedicated to
some notion that in addition to technical skills and competencies,
education should be concerned with contributing to the development
of generally educated persons. Difficult to measure abilities such
as the capacity for ethical reasoning and critical thinking skills
are central to preparing students for life-long learning and effective
citizenship. Such qualitative outcomes are not easy to quantify
but are reflected in the spirit that animates classroom discussion,
the values that are modeled in pedagogy, and the habits of mind
of graduates. It is not uncommon for program review processes to
leave out the examination of such qualitative dimensions.
Explicit attention should be given to qualitative
aspects of programs. If the focus of the process is qualitative,
less statistical and more value-laden assessments will be made.
Faculty will assess areas that do not lend themselves to objective
evaluation, but nonetheless, are legitimate and important areas
for consideration. Examples include assessments of the learning
environment, including facilities available, financial resources,
instructional equipment, and the impact of class size on student
success and the ability of the program to meet the students' needs.
The quality of the breadth of the curriculum and the teaching and
learning process should be taken into consideration. The student
satisfaction and the quality of the program as perceived by them
and the quality of the program as perceived by the articulating
universities, or employing businesses and industry. is a crucial
factor in evaluating the program for effectiveness in serving the
students and community. Local academic senates should further develop
the possible qualitative factors to be assessed, as this area represents
a small portion of the possibilities.
Quantitative
Recommendations of explicit attention to qualitative factors is
not meant to imply that faculty should reject the utility of quantitative
data in the program review process. The quantitative factors, too,
have value in the context of a comprehensive program review process.
Items such as access, enrollments, persistence, transfers, graduation,
successful course completion, grades, and other student outcome
factors draw a numerical picture for further analysis. However,
preoccupation with quantitative measures, particularly productivity,
will have the effect of directing the program review processes rather
than concerns over educational soundness or student success. Such
preoccupation could lead to the failure to consider important factors
such as (1) the comprehensiveness of the college model and how the
curriculum model supports it, (2)the educational philosophy or commitment
and how the various program contributions translate into that philosophy
and commitment, (3) the educational needs of the community and how
the programs support those needs.
It is important to emphasize that quantitative data
should not be presented without a narrative explanation nor should
it be used for comparison among a college's programs. Such use would
tend to promote the use of program review for program reduction
or program elimination and would completely disregard the qualitative
value of a program. Rather, trends in data over a period of time
within the program itself may be most useful for the program faculty
to identify their needs and design the necessary intervention or
support.
Self-Study Validation
Consistent with the assumptions and/or purposes, self-study is an
opportunity for self-renewal. The security of understanding the
process will result in support for the program whether there are
strengths or weaknesses. Self-study allows for the people with the
greatest level of expertise in a particular program, the faculty,
to examine and scrutinize the program for effectiveness in serving
students and educational excellence.
The program review process should include the specific
constitution and function of the self-study process, including but
not limited to:
A. Will it be a committee? If so, what if the program
only has one or two faculty? What will be the duties of the team
members?
B. Will it involve full-time faculty, part-time faculty?
What if a program has no full-time faculty?
C. The senate should identify its process for naming
the faculty members. Will it be by appointment, or ratification
of the departments decision?
D. How will other units of the college be included?
How is the decision to be made?
E. What is the local administrator's role? Is it as
part of the study team or the validation team?
F. Who is responsible for writing the report? What
should be included?
G. Once the data is interpreted and the report is
drafted, how will the strategies for specific actions be developed
and incorporated in the report? What should be the implementation
time lines?
H. What is the time for commencement and completion
of the process?
I. How will the data be gathered? What will be the
methodology?
J. What are the components of the validation process,
review of documents, program visits, review of data/survey results?
K. What happens after the validation stage? What is
the flow of the paper? What happens with the results?
L. Are there any further meetings, discussions, conferences,
before the final report is issued? Who will present it to the governing
board and the academic senate? How will the report be used?
M. How is the necessary support given to the program,
once the review is complete, the results are finalized, and the
recommendations are made?
N. What is the comprehensive time line for each program,
service, or unit to be reviewed?
While this is not an exhaustive list, local academic
senates can see the attention to detail called for in developing
the process.
Models
In 1988, the Ad-Hoc Research Subcommittee of the Educational Policies
Committee of the Academic Senate developed a paper identifying the
various models available in the literature concerning data gathering,
program review models, and accountability in education.The models
included:
The Research-Numerical Methods Model - This model
has a quantitative orientation that concentrates on the collection
of hard data. This method or aspects of this method may provide
practitioners with information regarding why a specific trend has
appeared or whether an effect has a cause.
The Peer Evaluation-Professional Judgement Model -
This model is similar to a "mini-accreditation" process
and involves personal observations, interviews, and the review of
documentation. The delineation of
a program's or service's relative worth is derived from the informed
opinion of the visiting expert.
The Improvement - Progress Toward Goals Models- Citing
Don Gardner's September 1977 article in the Journal of higher Education,
"Evaluation models based on this definition assume that the
most important decisions regarding the thing to be evaluated are
contingent on its objectives and the criteria established for judging
... [and] the relative attainment of those goals..."
The Issue Oriented Model - This approach is a positive
and humanistic qualitatively centered process that treats problems,
solutions, successes, and consequences as having the same status
and importance.
The issues emphasized in this document could easily
be applied to a program review process that includes some aspects
of each of the four models.
Conclusion
Program review is an essential component of serving the community's
educational, training, and basic skills needs. There are many models,
as well as factors to be considered in the development and implementation
of program review. A deliberative well planned process that is faculty
driven and respected throughout the college can and will result
in meaningful evaluation from which vital information can be derived
for the maintenance of the integrity of the college community and
its educational programs.
Appendix - Related Resolutions
S94 8.5 Be it resolved that the Academic Senate for California Community
Colleges direct the Executive Committee to collect data identifying
programs eliminated by individual colleges and the reasons for elimination,
and
Be it further resolved that the Academic Senate for
California Community Colleges direct the Educational Policies Committee
to research program discontinuance policies and procedures, and
Be it finally resolved that the Academic Senate for
California Community Colleges direct the Educational Policies Committee
to develop a position paper with recommendations concerning implementing
local program discontinuance policies.
S93 5.1 7 Be it resolved that the Academic Senate
for California Community Colleges recommend to local senates that
the collective bargaining units be consulted in program evaluation
procedures and in program reduction decisions
S93 6.2 Be it resolved that the Academic Senate for
California Community Colleges develop a model for program review
including criteria which balance quality and economic feasibility.
S92 61 Be it resolved that the Academic Senate for
California Community Colleges direct the Educational Policies Committee
to develop a model program review policy for consideration at a
future session, and
Be it further resolved that the following issues,
among others, be considered for inclusion within that model:
Class size and its effect on instructional quality;
b. The appropriate mix among transfer, vocational,
basic skills, and noncredit courses;
c. Considerations of the quality of instruction as
well as issues of productivity;
d. Facilities considerations;
e. Connecting the outcomes of program review with
the college and district budgets; and
f. Contribution to the community based on student
success in job placement.
F88 5.3 Be it resolved that the Academic Senate for
California Community Colleges recommend to local senates that libraries
be included in all college wide program reviews.
S88 4.5 Be it resolved that the Academic Senate for
California Community Colleges requests that the Chancellor's Office
organize workshops on the program review process.
F8714.1 Be it resolved that the Academic Senate for
California Community Colleges requests that the Chancellor's Office
notify the LOCAL academic senate in a timely fashion regarding the
impending visitation of the program review teams for programs such
as Equal Opportunity Programs and Services and Disabled Students'
Programs and Services, and be it further resolved that the Academic
Senate for CCC recommend that during these visitations the local
academic senate be actively involved in the interview process for
the purpose of evaluation of these programs.
References:
1. Barclay California code of Regulations, Article 2 Sections 53203(a).
Register 93. No. 6;2-5-93. Page 325
2. Barclay California code of Regulations, Article
2 Sections 53200(c). Register 93. No. 6;2-5-93. Page 325
3. Barclay California code of Regulations, Article
2 Sections 53200(d). Register 93. No. 6;2-5-93. Page 325
4. Barclay California code of Regulations, Article
2 Sections 53203(a). Register 93. No. 6;2-5-93. Page 325
5. Scroggins, Bill and Locke, Jim "Questions
Faculty Ask, Answers and Suggestions on the Faculty Role in College
Program Review Policy and Procedures." 1994 page 1
6. Accrediting Commission for Community and Junior
Colleges, Guide to Institutional Self Study and Reports to the Commission.
1990, page 1
7. Barclay California code of Regulations, Article
2 Sections 53200(c)(7). Register 93. No. 6;2-5-93. Page 325
8. Barclay California code of Regulations, Article
2 Sections 53200(c)(1). Register 93. No. 6;2-5-93. Page 325
9. California Code of Regulation, Subchapter 4, Section
54200, Student Equity Plans.
10. Barclay California code of Regulations, Article
2 Sections 53200(c)(5). Register 93. No. 6;2-5-93. Page 325
11. ICAS committee minutes, December 13, 1993
12. Budget Act, Item 6420-001-001, "Supplemental
Report to the Committee on Conference on the 1993-1994 Budget Act
13. Barclay California code of Regulations, Article
2 Sections 53200(c)(10). Register 93. No. 6;2-5-93. Page 325
14. Boggs, George, Leadership Abstracts, "The
Research Function of Community Colleges," League for Innovation
in the Community College, Laguna Hills, CA Vol. 1 No. 13 August
1988, page 1
15. Ad Hoc Research Subcommittee of the Educational
Policies Committee of The Academic Senate for California Community
Colleges, "Toward an Acceptable Program and Services Review,"
1988, page 2
16. "Toward an Acceptable Program and Services
Review," 1988, page 2
17. "Toward an Acceptable Program and Services
Review," 1988, page 2
18. "Toward an Acceptable Program and Services
Review," 1988, page 3
19. "Toward an Acceptable Program and Services
Review," 1988, page 2
20. "Toward an Acceptable Program and Services
Review," 1988, page 4
21. "Toward an Acceptable Program and Services
Review," 1988, page 5
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